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Kathy Rasler

Practice Manager, Fund Services

Kathy Rasler is the Practice Manager for Agile Legal’s Securities division, bringing nearly four decades of experience in securities law, with a focus on Blue Sky laws and regulatory compliance. She provides clients with expert guidance on navigating complex state and federal requirements, ensuring their funds remain in good standing while minimizing risk and administrative burden. With extensive experience in both public and private securities matters, she helps clients prevent unnecessary exposure, optimize compliance strategies and streamline reporting processes.

Kathy has a bachelor's degree in History and Political Science from Webster University, where she also earned her Paralegal Certification.

Contributed To
April 21, 2025
Broker-Dealers: What Reg A Issuers Should Know

Regulation A, Tier 2 offerings provide a means for issuers to raise up to $75 million in capital annually without the regulatory hurdles of a full registration process with the SEC. Issuers can sell their own securities in most U.S. states, but New Jersey, Washington and Texas require issuers to register as dealers if they do not engage a broker-dealer to facilitate Regulation A, Tier 2 offerings. 

5
Min Read
March 11, 2024
Understanding Regulation A, Tier 2 Offering Compliance

Regulation A, Tier 2 offering compliance is a complex process involving strict adherence to securities laws and SEC guidance. Review these basics to better understand Regulation A offering compliance.

5
Min Read

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